We can provide you with a full-fledged package of all legal and regulatory documents required for running your business. Whether your core business is a Fund Management, Investment Firm, Straight Through Processing (STP) or a Market Maker model with Dealing on Own Account, or a Tied Agent, we can have solutions to all your needs.

• Compliance Procedures
• Risk Management Policies & Procedures
• AML Policies & Procedures
• Codes of Conduct & Ethics
• Anti- Bribery & Corruption Procedures
• Whistleblowing Policies and Procedures
• Business Continuity and Disaster Recovery Plans
• Clients Legal Documentation
• Legal Agreements

At Capedis we understand that a process of authorisation and obtaining a license can be daunting and lengthy experience. With our expertise directly from Gulf area we can guide you smoothly through the regulatory and incorporation process to establish your business. From project managing applications for regulatory authorisation, drafting regulatory and operational manuals, policies and procedures and business plans to liaising with regulators, we are here to guide you every step of the way.

• Project Managing Applications for Regulatory Authorisation
• Drafting Regulatory Business Plans
• Providing Pre-Authorisation Training
• Advice on Corporate Governance Frameworks
• Liaising with Regulators
• Extending a Licence with Additional Investment Services
• Obtaining International FX licenses
• Support from Gulf area
• Review legal documents
• Scam prevention

CAPEDIS Consultants is a global leader in providing regulatory and compliance advisory services. It specialises in advising on all aspects of onshore and offshore regulatory compliance. It helps its clients to ease regulatory burden by providing valuable legal and compliance advisory. Our full-fledged services include advice on anti-money laundering and terrorist financing compliance, financial services regulation, information exchange and other areas of financial services regulatory laws. Each solution we provide our clients is personalised to meet their company’s specific needs.

• Entity Classification
• Impact Assessment and Gap Analysis
• Awareness Workshops
• Registering Entity with the IRS and Obtaining GIIN
• Correctly Classifying both Account and Investors
• Appointing Individuals to the Appropriate AEOI Roles and Provision of Online Reporting to Relevant ITA or TIA
• Implementing Customised AEOI Policies and Procedures
• Assisting our Clients with Making Required Disclosures Including the Reporting on an Annual Basis.

The importance of the function of the Compliance Officer and Money Laundering Reporting Officer and getting the right person for the job cannot be underestimated in the highly regulated world of the financial services. Getting it wrong could cost the firm more than the fine from the regulator. Firms, therefore, need an experienced person who possesses a high level of expertise and can help the firm to implement the regulatory requirements in a pragmatic and pro-active way whilst ensuring the communication channels with all levels of the organisation and with the regulation remain efficient and effective.

While the Board and senior managers are ultimately responsible for the compliance of the firm the outsourced Compliance Consultant will work with you to ensure these requirements are met as pragmatically as possible.

The outsourced Compliance Officer will:

• Identify your compliance risks and advise on appropriate policies, procedures, systems and controls
• Document the organisation, responsibilities and procedures of your compliance function
• Ensure compliance breaches are readily identified, reported and acted on
• Keep your senior management team up to date with relevant, regulations and the implications for your business
• Prepare the firm for risk assessment visits.
• Review your marketing materials.
• Process your applications for Approved and Recognised Persons
• Ensure that your employees receive training on their role and responsibilities in the compliance of your Firm
• Liaise with the regulators and ensure that all regulatory returns and ad hoc notifications are submitted on time
• Maintain your Firm's regulatory files and registers

The outsourced Money Laundering Reporting Officer (MLRO) will:

• Identify the money laundering risks for your business and advise on appropriate policies, procedures, systems and controls
• Oversee the day-to-day operation of your policies, procedures, systems and controls
• Receive and investigate internal Suspicious Activity Reports (SARs) and where necessary report SARs to the Anti-Money Laundering Special Cases Unit (AMLSCU)
• Act as the point of contact within your Firm
• Oversee your Firm's compliance with UN sanctions and international, governmental and regulatory findings
• Establish and maintain a staff awareness and training programme for the prevention of money laundering
• Report to your senior management team on the quality and effectiveness of your Firm's AML programme
• Prepare your annual AML Return for senior management review and approval

The key to gaining a competitive advantage lies in having an in-depth understanding of the target audience, competitors, and the market. Capedis, as part of market research services, strives to do the same, providing you with relevant information about market, industry trends, competitors' strategies, and innovations in the marketplace, among other things, thus helping you formulate effective marketing strategies, make informed decisions, and reach out to your prospective clients far and wide. Our market research strategies are specifically designed to unlock new opportunities, to capitalize on existing opportunities, and to develop your business with the most intelligent and efficacious approach available.

Lead Generation

Effective B2B lead generation begins by treating prospective clients with absolute respect. That means taking the time to personalize every message and looking for ways to support their growth. We'll help you craft irresistible copy that captivates and engages your best prospects. When they respond for more information then you take over the conversation.

Surveys and Focus Groups

In order to expand market share, businesses must have a deep understanding of their competitive brands, strong knowledge about their target audience, and actionable insights into their client base. Using all of our research findings, along with in-depth industry analyses, we are able to identify the most fertile areas and audiences for advancing business growth and development.

Websites review

We have been operating in the Gulf region for many years and with a wide range of professionals in our company, we can satisfy your business needs. Therefore, you can count on us to create a golden review for your website that will shine among all other reviews.